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IT Governance Assesment for a Tier 2 Bank
ProfessionalIT governanceRegulatory Assurance
Overview
After implementing new policies, a leading financial services client required a governance assessment to expose potential gaps in controls, evaluate the effectiveness of policy adoption, and strengthen accountability and oversight across business functions.
The Challenge
A leading financial services client needed a governance assessment to identify control gaps, test policy adoption, and strengthen accountability after rolling out new policies.
Tools & Technologies
ExcelPower BI
Methodology
- 1Conducted a policy-to-control mapping to validate alignment between new policies and operational practices.
- 2Performed control effectiveness testing to assess design and operating effectiveness across key business and IT processes.
- 3Facilitated stakeholder workshops to gather insights, and build consensus on governance improvements.
- 4Benchmarked governance practices against internal standards and leading practices to highlight maturity gaps
Key Results
- Established a sustainable governance framework that improved accountability, oversight, and control effectiveness across the enterprise.
- Enabled the client to prioritize remediation actions and strengthen compliance with internal policy requirements.